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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-28 |
| CA | RA | APPROVED | 2019-05-17 |
Branch Locations
2701 Park Marina Drive 2Nd Floor, Redding, CA 96001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Redding | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Redding | CA | 11/2016 | 05/2019 |
| Stifel Nicolaus & Co Inc | Redding | CA | 05/2019 | Present |
1. GLP Research & Consulting; 22064 Cocept Way Anderson CA 96007;Agriculture Research and Almond Orchards;owner;manage orchard and research testing; 1/1/10;10 hr/mo;not during securities trading hours;not investment related. 2. Dads and Daughters of Northern California; 22064 Concept Way Anderson CA 96007; DBA with the goal of non-profit; Founder / President; run the club; 6/1/22; 2 hrs per week; not during securities trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-16 |
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