Sergio J Canevett

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 10/2023
  J.P. Morgan Securities Llc
  Scottsdale, AZ
• 10/2023 → Present
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ

Previous Registrations

• 2012-10-01 → 2023-11-21
  J.P. Morgan Securities Llc
  Carefree, AZ
  Scottsdale, AZ
  Fountain Hills, AZ
  Fountain Hills, AZ
  Fountain Hills, AZ
  Phoenix, AZ
  Palo Alto, CA
  Cave Creek, AZ
  Redwood City, CA
  Fountain Hills, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2010-06-09 → 2012-10-01
  Chase Investment Services Corp.
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Carefree, AZ

Other Businesses

SJC LLC; INV RELATED; PHOENIX, AZ; 100% OWNERSHIP; START DATE 3/1/2024; 0 HOURS PER MONTH; 0 DURING TRADING; OWNER OF RETAIL AMAZON STORE. SCAC LLC DBA AZ COOL POOLS; PHOENIX, AZ; 37.5% OWNERSHIP; START DATE 06/2025; 10 HOURS PER MONTH; 0 DURING TRADING; SERVICE AND REPAIR WORK CRAS LLC DBA AZ COOL POOLS, NOT INVT RELATED, PHOENIZ, AZ, 18.75% OWNERSHIP, START DATE 06/2025, 10 HRS PER MONTH, 0 HRS DURING TRADING, SERVICE AND REPAIR WORK

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-10-30
• S65 Uniform Investment Adviser Law Examination
  2010-06-07
• S66 Uniform Combined State Law Examination
  2002-07-25

Other Names

• Sergio Jose Canevett
• Sergio J Canevett
• Sergio J. Canevett