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David Finn

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Akron, OH

Wells Fargo Clearing Services, LLC

Akron, OH

Brunswick, OH

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-05-06
  • OH RA
    APPROVED
    Since 2026-05-06

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

3800 Embassy Pkwy, Akron, OH 44333 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-09-24
  • OH RA
    APPROVED
    Since 2015-09-24

Branch Locations

3800 Embassy Pkwy Ste 380, Akron, OH 44333 • United States

Brunswick, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cleveland OH 09/2015 11/2016
Wells Fargo Clearing Services, Llc Cleveland OH 11/2016 Present
Wells Fargo Advisors Financial Network Akron OH 05/2026 Present
  • 09/2015 → 11/2016
    Wells Fargo Advisors Llc
    Cleveland, OH
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Cleveland, OH
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Akron, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-17
S63 Uniform Securities Agent State Law Examination 2002-08-29
  • S66 Uniform Combined State Law Examination
    2007-01-17
  • S63 Uniform Securities Agent State Law Examination
    2002-08-29
Other Names
  • David Finn
  • David Richard Finn

View on SEC IAPD

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