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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-12
  • CA RA
    APPROVED
    Since 2024-02-12

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Crescent City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Seattle WA 11/2014 08/2022
Raymond James & Associate Inc. Crescent City CA 01/2024 Present
Unemployed Crescent City CA 09/2022 12/2023
  • 11/2014 → 08/2022
    Seattle, WA
  • 01/2024 → Present
    Raymond James & Associate Inc.
    Crescent City, CA
  • 09/2022 → 12/2023
    Unemployed
    Crescent City, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-28
  • S66 Uniform Combined State Law Examination
    2017-02-28
Other Names
  • Christine Anne Stacy
  • Christine Anne Cilley

View on SEC IAPD

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