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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-06 |
| NC | RA | APPROVED | 2005-10-12 |
| NH | RA | APPROVED | 2002-11-01 |
Branch Locations
45 South Main Street Suite 200, Concord, NH 03301 • United States
Concord, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Peterborough | NH | 03/2008 | Present |
NH CHARITABLE FOUNDATION; ADDRESS: 37 PLEASANT STREET, CONCORD, NH 03301; BUSINESS DESCRIPTION: REGIONAL ADVISORY BOARD MEMBER; NOT INVESTMENT RELATED; START DATE: 06/01/2017; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: REVIEW GRANT APPLICATIONS AND ADVISE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) NAME OF ENTITY: Rotary Club of Concord ADDRESS: PO Box 2246 Concord, NH 03301 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non Profit Rotary Club CAPACITY: Board of Directors * START DATE: 07/01/21 DUTIES: weekly lunch meeting and monthly board meetings HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Rotary Club of Concord ADDRESS: Rotary club of Concord PO Box 2246 Concord, NH 03302 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Investment Committee CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 07/25/2023 DUTIES: attend monthly investment committee meetings to review mutual funds held at vanguard. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25 (4) NAME OF ENTITY: Capitol Center For The Arts ADDRESS: 44 South Main Street, Concord, NH, 03301 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jan 01, 2026 CAPACITY: Board of Directors DUTIES: Prepare for, attend, and participate in board meetings. Stay informed about the organization's mission, strategic plan, services, and programs. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-02 |
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