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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-06
NC RA APPROVED 2005-10-12
NH RA APPROVED 2002-11-01
  • TX RA
    APPROVED_RES
    Since 2017-03-06
  • NC RA
    APPROVED
    Since 2005-10-12
  • NH RA
    APPROVED
    Since 2002-11-01

Branch Locations

45 South Main Street Suite 200, Concord, NH 03301 • United States

Concord, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Peterborough NH 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Peterborough, NH
Previous Registrations
  • 2002-08-05 → 2002-11-13
    A. G. Edwards & Sons, Inc.
    Keene, NH
Other Businesses

NH CHARITABLE FOUNDATION; ADDRESS: 37 PLEASANT STREET, CONCORD, NH 03301; BUSINESS DESCRIPTION: REGIONAL ADVISORY BOARD MEMBER; NOT INVESTMENT RELATED; START DATE: 06/01/2017; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: REVIEW GRANT APPLICATIONS AND ADVISE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) NAME OF ENTITY: Rotary Club of Concord ADDRESS: PO Box 2246 Concord, NH 03301 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non Profit Rotary Club CAPACITY: Board of Directors * START DATE: 07/01/21 DUTIES: weekly lunch meeting and monthly board meetings HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Rotary Club of Concord ADDRESS: Rotary club of Concord PO Box 2246 Concord, NH 03302 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Investment Committee CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 07/25/2023 DUTIES: attend monthly investment committee meetings to review mutual funds held at vanguard. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25 (4) NAME OF ENTITY: Capitol Center For The Arts ADDRESS: 44 South Main Street, Concord, NH, 03301 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jan 01, 2026 CAPACITY: Board of Directors DUTIES: Prepare for, attend, and participate in board meetings. Stay informed about the organization's mission, strategic plan, services, and programs. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-02
  • S66 Uniform Combined State Law Examination
    2002-08-02
Other Names
  • Pieter Edward Hollenbert

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