Kris Jon Westergaard

Employer firm

Momentum Independent Network Inc. CRD 17587

$1.61B regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Momentum Independent Network Inc.
  Dallas, TX

Previous Registrations

• 2008-01-01 → 2009-02-04
  Wells Fargo Clearing Services, Llc
  Sioux City, IA
• 2002-08-16 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Sioux City, IA
  St. Louis, MO
  Sioux City, IA

Other Businesses

1)OUTSIDE FIXED INSURANCE - OCCASIONAL FIXED ANNUITIES AND UL'S - VARIABLE COMMISSIONS - STARTED 04/01/09 - 4 HRS WK DURING BSNSS HRS - 4 HRS WK DURING NON-BSNSS HRS - SIOUX CITY, IA - FIXED BUSINESS MAY OR MAY NOT INCLUDE SWS CUSTOMERS. I CAN DISCLOSE THEM AS THEY HAPPEN 2)Edgar Johnson Trust - Trustee - Family Owned Farm Business - Comp 5% of gross income - zero hrs devoted during business hrs - 1 hrs per mo. during non-business hrs - Started March 2013 - Po Box 175, Sloan, IA 51055 - No conflicts of interest. 3) Mildred Westergaard Trust - Trustee - Family Owned - Farm Business - start date 02/04/2014 - Sloan, IA - compensation yearly/variable - 5% of gross income - 1 hour per month during non business hours

Exams

• S66 Uniform Combined State Law Examination
  2002-08-01

Designations

• Certified Financial Planner