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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Newtown Square PA 07/2016 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Newtown Square, PA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2016-02-15 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2008-04-15 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

(1) NAME: BLUE HENS, LLC INV REL: Y ADD: 16 CAMPUS NEWTOWN SQUARE PA 19073 NATURE: OWNER POSITION: OWNER START DATE: 05/2017 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: A PARTNERSHIP BETWEEN TWO FINANCIAL ADVISORS. ALL REVENUE (I.E. COMMISSIONS, ETC) AND BUSINESS EXPENSES FLOWS INTO AND OUT OF THIS ENTITY. (2) NAME: STEVE DEMCHYK INV REL: Y ADD: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 05/2017 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: INDIVIDUAL LIFE, OTHER (3) NAME: SUGARFOOT ADVISORS, LLC INV REL: Y ADD: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: LLC FOR OUR BUSINESS POSITION: MEMBER/OWNER 20% START DATE: 01/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: OPERATING ENTITY FOR MASSMUTUAL, MMLIS BUSINESS (4) NAME: RVPM, LLC INV REL: Y ADD: 1899 LITITZ PIKE, LANCASTER, PA 17601 NATURE: GENERAL PARTNERSHIP FOR REAL ESTATE MANAGEMENT POSITION: GENERAL PARTNER START DATE: 01/01/2026 NO. HR/MO: 0.5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: EXECUTIVE MANAGEMENT DECISIONS ON BUSINESS OPERATIONS AND GROWTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-12-01
  • S63 Uniform Securities Agent State Law Examination
    2002-12-01
Designations

View on SEC IAPD

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