Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2003-03-03
  • DE RA
    APPROVED
    Since 2003-03-03

Branch Locations

1013 Centre Rd Ste 303, Wilmington, DE 19805 • United States

Bryn Mawr, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Wilmington DE 12/2002 Present
Financial Advisors Of Delaware Valley Wilmington DE 09/2008 Present
Principal Securities Inc Wilmington DE 03/2016 Present
  • 12/2002 → Present
    Principal Life Insurance Company
    Wilmington, DE
  • 09/2008 → Present
    Financial Advisors Of Delaware Valley
    Wilmington, DE
  • 03/2016 → Present
    Wilmington, DE
Previous Registrations
Other Businesses

***OUTSIDE INSURANCE. 06/26/2013. BROKER-LIFE, DI, LTC, HEALTH, GROUP BENEFITS. **Mary Campbell Center Foundation, Board member, 10/10/16. MONTGOMERY COUNTY BOARD OF ELECTIONS POSITION: Precinct Majority Inspector NATURE: Elected Official INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/17/2022 ADDRESS: Montgomery County Voter Services, PO Box 311, Norristown PA 19404, United States DESCRIPTION: I have been elected as the Lower Merion 6-2 Voting Precinct Majority Inspector for upcoming elections starting with the primary election on May 17th. This role requires 4 hours of training and all day work at the polls on election days. FYI I did not run for this position but was written in by family and friends. At first I thought my win was a joke but it's real and I just figured, why not just do it. The election system needs level minded even-tempered folks to run the elections properly.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-11
S63 Uniform Securities Agent State Law Examination 2002-05-15
  • S66 Uniform Combined State Law Examination
    2002-06-11
  • S63 Uniform Securities Agent State Law Examination
    2002-05-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wilmington, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor