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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2012-01-06 |
Branch Locations
189 S State Street Ste 200, Clearfield, UT 84015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Albertson'S, Inc. | North Salt Lake | UT | 06/1998 | 01/2022 |
| World Financial Group, Inc. | Clearfield | UT | 06/2006 | Present |
| Transamerica Financial Advisors, Inc | Clearfield | UT | 01/2012 | Present |
| Wealthwave | Clearfield | UT | 09/2024 | Present |
| Kaysville City | Kaysville | UT | 09/2024 | Present |
| Davis County School District | Farmington | UT | 04/2025 | Present |
Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. KAYSVILLE CITY POSITION: Cemetery work NATURE: Kaysville city business INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 8 START DATE: 09/30/2024 ADDRESS: 23 E Center St, Kaysville UT 84037, United States DESCRIPTION: Help maintain the cemetery and parks as needed WEALTHWAVE POSITION: agent NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 3 START DATE: 09/23/2024 ADDRESS: 189 So State St, Clearfield UT 84025, United States DESCRIPTION: WFG Co-Brand DAVIS COUNTY SCHOOL DISTRICT POSITION: Substitute Bus Driver NATURE: Public School INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 4 START DATE: 04/25/2025 ADDRESS: 45 E State St, Farmington UT 84025, United States DESCRIPTION: Drive School buses as needed
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-12 |
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