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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-03-19 |
| TX | RA | APPROVED | 2021-03-04 |
Branch Locations
7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tucson | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 03/2021 |
| Morgan Stanley Smith Barney Llc | Tucson | AZ | 03/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2021 | Present |
RANCHO LOS PO, INVESTMENT RELATED, CANANEA SONORA, MEXICO, 33.33% OWNERSHIP START 12/21/2012, ZERO HOURS PER MONTH, ZERO DURING TRADING, CATTLE RANCH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-30 |
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