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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-11 |
| NV | RA | APPROVED | 2016-03-24 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
2280 Diamond Blvd. Suite 350, Concord, CA 94520 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Concord | CA | 03/2002 | Present |
| Legacy Realty And Loan | Dublin | CA | 05/2006 | 06/2019 |
| Aflac | Concord | CA | 02/2009 | 07/2019 |
| Transamerica Financial Advisors, Inc | Concord | CA | 01/2012 | Present |
| Phoenix Leadership Development, Inc. | Concord | CA | 04/2015 | Present |
| Netlaw Inc | Louisville | KY | 03/2019 | 01/2024 |
| Legacy Shield | Ponte Vedra Beach | FL | 12/2019 | Present |
| Lspn Pro, Llc | Lindon | UT | 02/2022 | Present |
| Quinn Property And Casualty | Reno | NV | 01/2023 | Present |
| Tmq Holdings Llc | Reno | NV | 12/2023 | Present |
| Inhieritguard Llc | Sheridan | WY | 11/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. LSPN Pro, LLC | 02/2022 | INDPENDENT REP | Lindon, Utah | not investment related Legacy Shield | 12/2019 | Ponte Vedra Beach, FL | not investment related | referral agent PHOENIX LEADERSHIP DEVELOPMENT INC; 04/15/2015; YES INV RELATED; 1465 CIVIC CT, SUITE 1010A, CONCORD, CA 94520; PRESIDENT; RAL ESTATE TRANSACTIONS; 8 HRS/MO; 0 TRADING; LOCATE PROPERTY. QUINN PROPERTY AND CASUALTY POSITION: Partner NATURE: Commercial property Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2023 ADDRESS: 1755 E. Plumb Lane, Suite, Reno NV 89502, United States DESCRIPTION: Advise on business operations and train salespeople TMQ HOLDINGS LLC POSITION: Co-owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2023 ADDRESS: 765 Oak Creek Way, Reno NV 89511, United States DESCRIPTION: None, my wife listed me in case something happened to her INHIERITGUARD LLC POSITION: Representative NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 11/26/2025 ADDRESS: 30 N Gould Street, STE 41954, Sheridan WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-17 |
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