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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-11
NV RA APPROVED 2016-03-24
CA RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2018-01-11
  • NV RA
    APPROVED
    Since 2016-03-24
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

2280 Diamond Blvd. Suite 350, Concord, CA 94520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Concord CA 03/2002 Present
Legacy Realty And Loan Dublin CA 05/2006 06/2019
Aflac Concord CA 02/2009 07/2019
Transamerica Financial Advisors, Inc Concord CA 01/2012 Present
Phoenix Leadership Development, Inc. Concord CA 04/2015 Present
Netlaw Inc Louisville KY 03/2019 01/2024
Legacy Shield Ponte Vedra Beach FL 12/2019 Present
Lspn Pro, Llc Lindon UT 02/2022 Present
Quinn Property And Casualty Reno NV 01/2023 Present
Tmq Holdings Llc Reno NV 12/2023 Present
Inhieritguard Llc Sheridan WY 11/2025 Present
  • 03/2002 → Present
    Wfgia
    Concord, CA
  • 05/2006 → 06/2019
    Legacy Realty And Loan
    Dublin, CA
  • 02/2009 → 07/2019
    Aflac
    Concord, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Concord, CA
  • 04/2015 → Present
    Phoenix Leadership Development, Inc.
    Concord, CA
  • 03/2019 → 01/2024
    Netlaw Inc
    Louisville, KY
  • 12/2019 → Present
    Legacy Shield
    Ponte Vedra Beach, FL
  • 02/2022 → Present
    Lspn Pro, Llc
    Lindon, UT
  • 01/2023 → Present
    Quinn Property And Casualty
    Reno, NV
  • 12/2023 → Present
    Tmq Holdings Llc
    Reno, NV
  • 11/2025 → Present
    Inhieritguard Llc
    Sheridan, WY
Previous Registrations
  • 2010-02-25 → 2012-01-06
    Investment Advisors International, Inc.
    Concord, CA
    San Jose, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. LSPN Pro, LLC | 02/2022 | INDPENDENT REP | Lindon, Utah | not investment related Legacy Shield | 12/2019 | Ponte Vedra Beach, FL | not investment related | referral agent PHOENIX LEADERSHIP DEVELOPMENT INC; 04/15/2015; YES INV RELATED; 1465 CIVIC CT, SUITE 1010A, CONCORD, CA 94520; PRESIDENT; RAL ESTATE TRANSACTIONS; 8 HRS/MO; 0 TRADING; LOCATE PROPERTY. QUINN PROPERTY AND CASUALTY POSITION: Partner NATURE: Commercial property Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2023 ADDRESS: 1755 E. Plumb Lane, Suite, Reno NV 89502, United States DESCRIPTION: Advise on business operations and train salespeople TMQ HOLDINGS LLC POSITION: Co-owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2023 ADDRESS: 765 Oak Creek Way, Reno NV 89511, United States DESCRIPTION: None, my wife listed me in case something happened to her INHIERITGUARD LLC POSITION: Representative NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 11/26/2025 ADDRESS: 30 N Gould Street, STE 41954, Sheridan WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-11
S63 Uniform Securities Agent State Law Examination 2003-03-17
  • S65 Uniform Investment Adviser Law Examination
    2009-11-11
  • S63 Uniform Securities Agent State Law Examination
    2003-03-17

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