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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-16 |
| CA | RA | APPROVED | 2010-11-09 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 11/2010 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 11/2010 | Present |
I*: 1782264Entity Type: Entity CharitableName of OBA: C and T Wang Family Private FoundationAddress: Newport Coast, CAInvestment Related: NoPosition, Title, Association: TreasurerEmployee Start Date: 03/28/2024Number of Hours: 1 hr monthlyNumber of Hours during trading: 0Duties: Non profit private family foundation. Will be making donation to local hospitals and schools. I*1826291, Entity Type, Name of OBA:Rental Property 1 Address: Rental Property 1 Investment Related:No Position, Title, Association:Co-owner with other family members Employee Start Date:7/1/2024 No Hours: No Hours during trading: Duties: I*1826292, Entity Type , Name of OBA:Rental Pperroty 2 Address: Rental Pperroty 2, CA 92603 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:07/01/2024 No Hours: No Hours during trading: Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-03 |
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