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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-07-10 |
| TX | RA | APPROVED_RES | 2012-01-20 |
| NJ | RA | APPROVED | 2009-10-23 |
Branch Locations
7 Roszel Rd, Princeton, NJ 08540 • United States
Lawrenceville, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northfield | NJ | 10/2009 | Present |
| Bank Of America,N.A. | Princeton | NJ | 06/2011 | Present |
I*17315 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MAIONE PROPERTIES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: EGG HARBOR, NEW JERSEY 8215 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 12/24/2009 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE NATURE OF THE BUSINESS IS RESIDENTIAL RENTAL PROPERTIES AND MY DUTY WITH THE COMPANY IS A GENERAL PARTNER (PAY TAXES/INS).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-24 |
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