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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-06 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Houston | TX | 06/2014 | 04/2018 |
| Mml Investors Services, Llc | Houston | TX | 03/2017 | 03/2018 |
| Pruco Securities Llc | Houston | FL | 04/2018 | 10/2020 |
| Prudential Insurance Company Of America | Houston | TX | 04/2018 | 10/2020 |
| Unemployed | Iowa Colony | TX | 10/2020 | 04/2021 |
| Equitable Advisors Llc | New York | NY | 12/2020 | 03/2021 |
| Prudential / Pruco | Houston | TX | 04/2021 | 01/2022 |
| Pruco Securities Llc | Houston | TX | 03/2021 | 01/2022 |
| Penn Mutual Life Insurance Company | Horsham | PA | 01/2022 | 04/2022 |
| Frost Insurance | Bellaire | TX | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-12 |
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