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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-05-05
  • VA RA
    APPROVED
    Since 2016-05-05

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Virginia Beach, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Block Financial Group Virginia Beach VA 05/2009 Present
Strategic Retirement Partners Shorewood IL 01/2016 01/2019
Kestra Advisory Services, Llc Virginia Beach VA 04/2016 Present
Kestra Investment Services, Llc Virginia Beach VA 08/2014 Present
  • 05/2009 → Present
    Block Financial Group
    Virginia Beach, VA
  • 01/2016 → 01/2019
    Strategic Retirement Partners
    Shorewood, IL
  • 04/2016 → Present
    Virginia Beach, VA
  • 08/2014 → Present
    Kestra Investment Services, Llc
    Virginia Beach, VA
Previous Registrations
  • 2014-11-03 → 2015-10-02
    Norfolk, VA
    Aliso Viejo, CA
  • 2013-10-07 → 2014-08-12
    Financial Telesis Inc
    San Rafael, CA
    Norfolk, VA
  • 2012-09-20 → 2013-10-04
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Norfolk, VA
    Virginia Beach, VA
Other Businesses

Business Name: FREDERICK J BLOCK OR FRITZ BLOCK POSITION: Licensed insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/15/2021 ADDRESS: 1717 Wildwood Dr., Virginia Beach VA 23454 DESCRIPTION: Sales Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: ABSOLUTE WEALTH MANAGEMENT INC POSITION: owner/advisor/director NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/15/2021 ADDRESS: 1717 Wildwood Dr., Virginia Beach VA 23454 DESCRIPTION: day to day operations. procuring and selling new business as well as servicing all existing accounts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-18
S63 Uniform Securities Agent State Law Examination 2002-05-23
  • S65 Uniform Investment Adviser Law Examination
    2012-09-18
  • S63 Uniform Securities Agent State Law Examination
    2002-05-23
Other Names
  • Fritz Block
  • Frederick J. Block

View on SEC IAPD

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