Christopher Marcellus Brooks

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 08/2021
  Waddell & Reed Inc
  Overland Park, KS
• 01/2005 → Present
  1 Rental Property
  Overland Park, KS
• 05/2022 → Present
  Ifp Securities Llc
  Tampa, FL
• 05/2022 → Present
  Independent Financal Partners
  Tampa, FL
• 08/2011 → Present
  Self-Employed
  Overland Park, KS

Previous Registrations

• 2012-08-29 → 2021-08-23
  Waddell & Reed
  Overland Park, KS
  Overland Park, KS
• 2009-10-05 → 2012-08-20
  Ameriprise Financial Services, Llc
  Minneapolis, MN
  Kansas City, MO
  Leawood, KS
• 2005-09-21 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Kansas City, MO
  Kansas City, MO
• 2002-07-02 → 2005-05-12
  Ameriprise Financial Services, Llc
  Annapolis, MD

Other Businesses

1 INVESTMENT PROPERTY, OVERLAND PARK, KS. TYPE OF BUSINESS: INVESTMENT REAL ESTATE, RENTAL PROPERTY. EMPLOYMENT START DATE 1/2005 AND TITLE IS OWNER. NOT INVESTMENT RELATED. # OF HOURS PER MONTH: 8. # OF HOURS PER DAY: 0

Exams

• S66 Uniform Combined State Law Examination
  2002-07-01

Other Names

• C. Marc Brooks
• Marc Brooks