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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-10-02 |
Branch Locations
8621 East 21St St N, Ste 180, Wichita, KS 67206 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
8621 East 21St St N, Suite 180, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Malicoat | Bel Aire | KS | 03/2015 | 10/2019 |
| Theel Insurance Inc | Emporia | KS | 10/2019 | 09/2022 |
| Woodbury Financial Services Inc | Emporia | KS | 07/2022 | 09/2022 |
| Design Benefits Llc | Wichita | KS | 09/2022 | 12/2022 |
| Rt Financial | Wichita | KS | 10/2022 | Present |
| Cetera Advisor Networks | El Segundo | CA | 10/2022 | 10/2023 |
| Lpl Financial Llc | Wichita | KS | 09/2023 | Present |
1-09/2023 / RT Financial. LLC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 320 HRS MNTH / 6.5 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-29 |
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