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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-27 |
| MD | RA | APPROVED | 2021-06-23 |
| DC | RA | APPROVED | 2020-06-04 |
| NC | RA | APPROVED | 2020-06-01 |
Branch Locations
200 Harry S. Truman Parkway, Suite 430, Annapolis, MD 21401 • United States
555 Fayetteville Street, Suite 300, Raleigh, NC 27601 • United States
800 Main Ave Sw #200, Washington, DC 20024 • United States
14600 Branch St., Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Bank Of Tri-County | Dunkirk | MD | 11/2009 | 06/2020 |
| Infinex Investments, Inc. | Dunkirk | MD | 11/2009 | 06/2020 |
| Carson Wealth | Washington | DC | 06/2020 | Present |
| Cwm, Llc Dba Carson Wealth | Omaha | NE | 06/2020 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2021 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2003; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: CWM, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 06/2020; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR / INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDE INVESTMENT ADVISORY SERVICES THROUGH THE RIA; 3. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 06/2020; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVISORY SERVICES THRU CARSON WEALTH AND PROVIDING BROKERAGE SERVICES THRU CETERA ADVISOR NETWORKS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-08 |
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