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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2015-03-02 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
St Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | Present |
INSTITUTE OF INTERNAL AUDIT, NOT INV RELATED, LAKE MARY, FL, MEMBER OF THE BOARD OF DIRECTORS AS AUDIT COMMITTEE, START 10/1/2021, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, DISCUSSING CHAPTER OPERATIONS, DEVELOPING CE PROGRAMS, PROFESSIONAL INDUSTRY BETTERMENT, AND ASSISTING IN THE ANNUAL AUDIT OF CHAPTER OPERATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-02 |
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