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Lovella G Mckim

Ubs Financial Services Inc.

Phoenix, AZ

Litchfield Park, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-01
  • TX RA
    APPROVED
    Since 2020-05-01

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Litchfield Park, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Louisville KY 08/2009 08/2017
Morgan Stanley Scottsdale AZ 08/2017 04/2020
Ubs Financial Services Inc Phoenix AZ 05/2020 Present
Previous Registrations
  • 2009-08-28 → 2020-05-04
    Morgan Stanley
    Louisville, KY
    Scottsdale, AZ
  • 2008-10-01 → 2009-09-01
    J.P. Morgan Securities Llc
    Louisville, KY
  • 2008-04-07 → 2008-10-01
    J.P. Morgan Securities Inc.
    Louisville, KY
  • 2007-06-14 → 2008-03-26
    Ubs Financial Services Inc.
    Louisville, KY
  • 2006-09-27 → 2007-05-18
    J.P. Morgan Securities Inc.
    Louisville, KY
  • 2005-09-27 → 2006-09-27
    Banc One Securities Corporation
    Louisville, KY
    Chicago, IL
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-21
S63 Uniform Securities Agent State Law Examination 2002-12-14
  • S66 Uniform Combined State Law Examination
    2005-09-21
  • S63 Uniform Securities Agent State Law Examination
    2002-12-14
Other Names
  • Lovella Grace Lanceta
  • Lovella Grace Mckim

View on SEC IAPD

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HEATH EDWARD WHETSEL
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JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ
SMEAD CAPITAL MANAGEMENT, INC. · PHOENIX, AZ

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