Anthony Brian Wolfe

Lanark Financial, Inc.

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Current Employers

Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2008-04-23

AL RA
APPROVED

Since 2008-04-23

Branch Locations

1927 1St Avenue North, Birmingham, AL 35203-0686 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nbc Securities, Inc.	Calera	AL	11/2005	Present

11/2005 → Present

Nbc Securities, Inc.

Calera, AL

Other Businesses

SUBSTITUTE SCHOOL BUS DRIVER SHELBY COUNTY SCHOOLS (AL) NOT INVESTMENT RELATED 20 HR PER MONTH, 0 DURING TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-04-17
S63	Uniform Securities Agent State Law Examination	1999-10-15

S65 Uniform Investment Adviser Law Examination

2008-04-17
S63 Uniform Securities Agent State Law Examination

1999-10-15

View on SEC IAPD

Other Firms

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PFS INVESTMENTS INC.

CETERA INVESTMENT ADVISERS LLC

NFSG CORPORATION

STATE FARM INVESTMENT MANAGEMENT CORP.

USA FINANCIAL SECURITIES LLC

Other Investors

THOMAS MICHAEL NOON

Susan Hunter Koski

MARILYN ANN EDDINGS

JAMES IRA MCCORMICK

MELANIE SHIRLEY DICKINSON

BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL

PFS INVESTMENTS INC. · HOOVER, AL

PMD ADVISORY · HOOVER, AL

CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL

CETERA INVESTMENT ADVISERS LLC · HOOVER, AL

NFSG CORPORATION · HOOVER, AL

STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL

PFS INVESTMENTS INC. · HOOVER, AL

More in Birmingham, AL

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