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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-06
  • OH RA
    APPROVED
    Since 2023-09-06

Branch Locations

226 Crocker Park Blvd Ste 200, Westlake, OH 44145 • United States

30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 08/2007 09/2023
Wells Fargo Clearing Services, Llc Westlake OH 09/2023 Present
Previous Registrations
  • 2008-02-15 → 2023-09-06
    Cleveland, OH
    Mentor, OH
    Mentor, OH
    Cleveland, OH
    Chardon, OH
    Cleveland, OH
    Shaker Heights, OH
    Cleveland, OH
    Cincinnati, OH
    Mentor, OH
    Lakewood, OH
  • 2003-05-07 → 2007-08-01
    National Planning Corporation
    Shaker Heights, OH
    Cleveland Heights, OH
    South Euclid, OH
    Euclid, OH
    Beachwood, OH
    Cleveland, OH
    North Olmsted, OH
    Westlake, OH
    Macedonia, OH
Other Businesses

JAACL LLC, INV RELATED, LAKEWOOD, OH, 100% OWNERSHIP, START 4/21/2017, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, HOLDS INVESTMENTS. LAKEWOOD CATHOLIC ACADEMY, INV RELATED, LAKEWOOD, OH, FINANCE COMMITTEE MEMBER, START 5/31/2024, 2 HOURS PER MONT, ZERO HOURS DURING TRADING, DISCUSSING REVENUE EXPENSES AND CAPITAL IMPROVEMENTS. 17818 LAKE ROAD, LLC, INVT RELATED, LAKEWOOD, OH, 100% OWNERSHIP, START DATE 11/12/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, HOLDS PERSONAL HOME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-14
S63 Uniform Securities Agent State Law Examination 2005-05-16
  • S65 Uniform Investment Adviser Law Examination
    2008-02-14
  • S63 Uniform Securities Agent State Law Examination
    2005-05-16
Other Names
  • Andrew Joseph Lukcso
  • Andrew Joseph Lukcso

View on SEC IAPD

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