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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-06 |
Branch Locations
226 Crocker Park Blvd Ste 200, Westlake, OH 44145 • United States
30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 08/2007 | 09/2023 |
| Wells Fargo Clearing Services, Llc | Westlake | OH | 09/2023 | Present |
JAACL LLC, INV RELATED, LAKEWOOD, OH, 100% OWNERSHIP, START 4/21/2017, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, HOLDS INVESTMENTS. LAKEWOOD CATHOLIC ACADEMY, INV RELATED, LAKEWOOD, OH, FINANCE COMMITTEE MEMBER, START 5/31/2024, 2 HOURS PER MONT, ZERO HOURS DURING TRADING, DISCUSSING REVENUE EXPENSES AND CAPITAL IMPROVEMENTS. 17818 LAKE ROAD, LLC, INVT RELATED, LAKEWOOD, OH, 100% OWNERSHIP, START DATE 11/12/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, HOLDS PERSONAL HOME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-16 |
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