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Inactive

James Wesley Havens

Lathrop Investment Management Company

Little Rock, AR

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Current Employers
Lathrop Investment Management Company

500 Pleasant Valley Drive Building D-101, Little Rock, AR 72227 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-12-10
TX RA APPROVED 2025-04-28
  • AR RA
    APPROVED
    Since 2025-12-10
  • TX RA
    APPROVED
    Since 2025-04-28

Branch Locations

500 Pleasant Valley Drive Building D-101, Little Rock, AR 72227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lathrop Investment Management Corporation Little Rock AR 06/2001 Present
Lathrop Investment Management Company Little Rock AR 04/2025 Present
Previous Registrations
  • 2002-01-01 → 2025-04-29
    Lathrop Investment Management Corp
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-03
  • S65 Uniform Investment Adviser Law Examination
    2001-12-03

View on SEC IAPD

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