Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-05-15 |
Branch Locations
423 Financial Ct, Rockford, IL 61107 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockford | IL | 09/2011 | 11/2017 |
| Sigma Financial Corporation | Ann Arbor | MI | 11/2017 | 05/2023 |
| Spc | Ann Arbor | MI | 11/2017 | 05/2023 |
| Lpl Financial Llc | Rockford | IL | 05/2023 | Present |
1. 07/12/2023 - UPSTREAM INVESTMENT PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/01/2017 - 160 Hours Per Month/ 40 Hours During Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-21 |
Reach out to this advisor