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Inactive

James Dunn Henderson

Fiduciary Capital, Inc.

Gainesville, GA

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Current Employers
Fiduciary Capital, Inc.

351 Jesse Jewell Pkwy Sw Suite 301, Gainesville, GA 30501 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-12
FL RA APPROVED 2025-09-08
AZ RA APPROVED 2025-07-17
TX RA APPROVED_RES 2025-04-04
GA RA APPROVED 2024-05-20
  • SC RA
    APPROVED
    Since 2025-09-12
  • FL RA
    APPROVED
    Since 2025-09-08
  • AZ RA
    APPROVED
    Since 2025-07-17
  • TX RA
    APPROVED_RES
    Since 2025-04-04
  • GA RA
    APPROVED
    Since 2024-05-20

Branch Locations

351 Jesse Jewell Pkwy Sw Suite 301, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fiduciary Capital, Inc. Gainesville GA 02/2016 Present
Richlife Advisors, Llc Gainesville GA 03/2006 Present
Fiduciary Capital, Inc. Gainesville GA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-15
S63 Uniform Securities Agent State Law Examination 2003-03-26
  • S65 Uniform Investment Adviser Law Examination
    2023-12-15
  • S63 Uniform Securities Agent State Law Examination
    2003-03-26
Other Names
  • Beau Henderson
  • James Dunn Henderson

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Gainesville, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GAINESVILLE, GA
WILLIS INVESTMENT COUNSEL INC · GAINESVILLE, GA
RAYMOND JAMES & ASSOCIATES, INC. · Gainesville, GA
ANDERSON ADVISORS, INC. · GAINESVILLE, GA
CETERA INVESTMENT ADVISERS LLC · GAINESVILLE, GA
WELLS FARGO CLEARING SERVICES, LLC · GAINESVILLE, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GAINESVILLE, GA

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