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Fiduciary Capital, Inc. CRD 126178
$67.8M regulatory AUM 34 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
351 Jesse Jewell Pkwy Sw Suite 301, Gainesville, GA 30501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-12 |
| FL | RA | APPROVED | 2025-09-08 |
| AZ | RA | APPROVED | 2025-07-17 |
| TX | RA | APPROVED_RES | 2025-04-04 |
| GA | RA | APPROVED | 2024-05-20 |
Branch Locations
351 Jesse Jewell Pkwy Sw Suite 301, Gainesville, GA 30501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fiduciary Capital, Inc. | Gainesville | GA | 02/2016 | Present |
| Richlife Advisors, Llc | Gainesville | GA | 03/2006 | Present |
| Fiduciary Capital, Inc. | Gainesville | GA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-26 |
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