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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-17
CA RA APPROVED 2014-05-07
  • TX RA
    APPROVED_RES
    Since 2016-11-17
  • CA RA
    APPROVED
    Since 2014-05-07

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Newport Beach CA 07/2012 Present
Mml Investors Services Llc Newport Beach CA 07/2012 Present
  • 07/2012 → Present
    Massmutual Life Insurance Company
    Newport Beach, CA
  • 07/2012 → Present
    Newport Beach, CA
Other Businesses

NAME: BLAKE MATEREWICZ INV REL: Y ADD: 4675 MACARTHUR COURT, SUITE 1050 NEWPORT BEACH CA 92660 NATURE: INDIVIDUAL LIFE/HEALTH,GROUP LIFE/HEALTH OUTSIDE LI/DI/FIXED ANNUITY POSITION: AGENT START DATE: 3/1/01 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-31
S63 Uniform Securities Agent State Law Examination 2002-05-09
  • S66 Uniform Combined State Law Examination
    2014-03-31
  • S63 Uniform Securities Agent State Law Examination
    2002-05-09

View on SEC IAPD

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