John Mcneely Dubose

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Ubs Financial Services Inc
  Winston-Salem, NC

Previous Registrations

• 2002-07-16 → 2008-12-15
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
  Winston Salem, NC

Other Businesses

ST. PAUL'S EPISCOPAL CHURCH; 520 Summit St, Winston Salem, NC 27101; Provide a place of worship for the congregation; chair of the investment committee 1 of 5; 8/1/2018; Business hours per month: No // MH4, LLC; Development known as Meadowmont; Chapel Hill, NC 27517; Townhouse Development; Other; Member; voting for manager change if needed; 5/21/2015; Business hours per month: No // MEADOWMONT LEGACY LLC; 2001 Sussex Ln, Winston Salem, NC 27104; To administer family owned basketball tickets; Member of a committee with management/supervisor functions; Manage the distribution of basketball tickets; 12/29/2017; Business hours per month: No 2) Name of Business: Innovative Perioperative Technologies, LLC./ Address: 2001 Sussex LaneWinston Salem NC United States 27104./ Investment Related: Yes./ Nature: The purpose of the Sub-S is to invest in private equity thru a senior convertible promissory note./ Role: Member is Subchapter-S./ Duty: Information dissemination./ Start Date: 6/13/2023./ Hours Devoted; N/A.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-15
• S63 Uniform Securities Agent State Law Examination
  2002-06-14

Other Names

• Mac Dubose
• J. M. Dubose