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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-05-23 |
Branch Locations
17542 East 17Th Street #110, Tustin, CA 92780 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Tustin | CA | 05/2011 | Present |
| Raymond James Financial Services Advisors, Inc. | Tustin | CA | 05/2011 | Present |
| Foley Financial Inc. | Tustin | CA | 09/2013 | Present |
| City Of Orange, Ca Finance Committee | Orange | CA | 01/2014 | Present |
(1)Name of Business: Foley Financial Inc Address: 17542 17th St Ste 110, Tustin, CA, 92780, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/19/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Foley Financial Inc. is the name under which I incorporated my practice. (2)Name of Business: Foley Living Trust Address: 127 N Hidden Cyn, Orange, CA, 92869, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/22/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord for Rental Property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-20 |
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