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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 01/2011 | 11/2016 |
| Wells Fargo Bank, N.A. | Los Angeles | CA | 02/2003 | 11/2021 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 11/2021 |
| Pruco Securities, Llc | El Segundo | CA | 04/2023 | 08/2023 |
| The Prudential Insurance Company Of America | El Segundo | CA | 04/2023 | 08/2023 |
| Unemployed | Los Angeles | CA | 11/2021 | 03/2023 |
| U.S. Bank | Beverly Hills | CA | 08/2023 | Present |
| U.S. Bancorp Investments, Inc. | Beverly Hills | CA | 11/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Beverly Hills | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-05 |
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