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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-12 |
| IA | RA | APPROVED | 2018-08-10 |
Branch Locations
3600 1St Avenue Ne, Suite 100, Cedar Rapids, IA 52402 • United States
5550 Wild Rose Ln Ste 400, West Des Moines, IA 50266 • United States
Marion, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2012 | 08/2018 |
| Cambridge Investment Research Advisors, Incq | Fairfield | IA | 10/2012 | 08/2018 |
| Lpl Financial Llc | Cedar Rapids | IA | 08/2018 | Present |
1) 8.9.2018 - NON-VARIABLE INSURANCE - PREMIER INVESTMENTS OF IOWA, INC. - 2% - CEDAR RAPIDS, IA 2) 8.9.2018 - PROFESSIONAL FISHERMAN - ROGER ABEL - 1% - 240 EAST VIEW AVENUE, MARION, IA 52302 3) 8.9.2018 - DBA FOR LPL BUSINESS - PREMIER INVESTMENTS OF IOWA, INC. - CEDAR RAPIDS, IA 4) 8.9.2018 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - PREMIER FINANCIAL COMPANIES, INC. - 0% - 240 EAST VIEW AVENUE, MARION, IA 52302. 5) 3/17/2020 - Renew Freedom - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/25/2020 - 15 Hours Per Month During Securities Trading. 6) 12/13/2022 - Premier Investments & Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/29/2022 - 120 Hours Per Month/120 Hours During Securities Trading 7) 02/24/2026 - MARBL FARMS LLC - Farm - Not Investment Related - Marion, IA -Start Date 02/08/2026 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-03 |
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