Joseph Edward Sulentor

Current Employers

Employment History

• 06/2009 → 08/2020
  Morgan Stanley Smith Barney
  Los Angeles, CA
• 01/2015 → 08/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 08/2020 → Present
  Rbc Capital Markets, Llc
  Beverly Hills, CA

Previous Registrations

• 2009-06-01 → 2020-08-11
  Morgan Stanley
  Los Angeles, CA
  Beverly Hills, CA
• 2008-06-06 → 2009-06-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
• 2006-05-05 → 2008-06-20
  Ubs Financial Services Inc.
  Los Angeles, CA
  Weehawken, NJ
  Los Angeles, CA
• 2002-08-28 → 2006-01-26
  Ubs Financial Services Inc.
  Los Angeles, CA

Other Businesses

1) NAME OF ENTITY: Holy Trinity Catholic Church ADDRESS: 1292 W Santa Cruz ST San Pedro, CA 90732 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit Catholic Church in the LA Archdioceses CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 9/4/2017 DUTIES: As an advisory council member, I give advice to Pastor regarding running the parish facilities and the expenses associated. He is the sole decider of any decision associated. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) Friends of Mundo LLC; Not investment related; Restaurant; Partner; 01/2008; During business hours: 0; After business hours: 0 (3) NAME OF ENTITY: Ducks Unlimited, Inc. ADDRESS: 4116 Lorraine RD Rancho Palos Verdes CA 90275 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Sep 10, 2026 CAPACITY: Committee/Council Member DUTIES: Committee member of the Long Beach, CA Ducks Unlimited chapter. Solely responsible for helping to plan a fund raising dinner for the nonprofit. HOURS DEVOTED PER MONTH: 5 hours in September. 0 hours rest of the year HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2002-08-27