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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-04
NY RA APPROVED 2021-07-27
TX RA APPROVED_RES 2019-06-02
VA RA APPROVED 2009-11-19
  • FL RA
    APPROVED
    Since 2026-05-04
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2019-06-02
  • VA RA
    APPROVED
    Since 2009-11-19

Branch Locations

396 Alhambra Cir 8Th Fl, Coral Gables, FL 33134 • United States

Hammond, NY • United States

333-355 Se 2Nd Ave Ste 3700, 37Th Fl, Miami, FL 33131 • United States

North Miami, FL • United States

1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mclean VA 11/2009 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 Present
Previous Registrations
  • 2006-02-13 → 2009-11-16
    Truist Investment Services, Inc.
    Alexandria, VA
    Alexandria, VA
    Alexandria, VA
    Arlington, VA
  • 2002-07-03 → 2006-01-30
    Truist Investment Services, Inc.
    Alexandria, VA
    Alexandria, VA
Other Businesses

RENTAL PROPERTY, INV RELATED, ALEXANDRIA, VA, 100% OWNERSHIP, START 7/2003, .25 HOURS PER MONTH/0 DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, FREDERICKSBURG, VA, 100% OWNERSHIP, START 5/2012, 1 HOUR PER MONTH/0 DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, FREDERICKSBURG, VA, 100% OWNERSHIP, START 7/2013, .25 HOUR PER MONTH/0 DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, FREDRICKSBURG, VA, 100% OWNERSHIP, START 1/27/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, FREDRICKSBURG, VA, 100% OWNERSHIP, START 5/13/2021, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-01
  • S66 Uniform Combined State Law Examination
    2002-07-01

View on SEC IAPD

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