Zachary Mason Gates

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 11/2016
  Wells Fargo Advisors Llc
  Lexington, KY
• 11/2016 → 02/2022
  Wells Fargo Clearing Services, Llc
  Lexington, KY
• 02/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Lexington, KY

Previous Registrations

• 2014-11-03 → 2022-02-17
  Wells Fargo Clearing Services, Llc
  Lexington, KY
• 2008-10-01 → 2014-11-12
  J.P. Morgan Securities Llc
  Dayton, OH
  Lexington, KY
  Lexington, KY
  Nashville, TN
• 2008-06-11 → 2008-10-01
  J.P. Morgan Securities Inc.
  Lexington, KY
• 2004-05-11 → 2006-06-20
  Banc One Securities Corporation
  Lexington, KY
  Columbus, OH
• 2002-11-13 → 2004-04-08
  Banc One Securities Corporation
  Columbus, OH

Other Businesses

PLANNING DYNAMICS INC, INV RELATED, LEXINGTON, KY, 100% OWNERSHIP, START 11/1/2021, 160 HOURS PER MONTH, 140 HOURS DURING TRADING, FINET PRACTICE.| ELKHORN CREEK FINANCIAL INC, INV RELATED, LEXINGTON, KY, 50% OWNERSHIP, START 10/19/2021, 160 HOURS PER MONTH, 140 HOURS DURING TRADING, FINET PRACTICE.| LGM PROPERTIES LLC, INV RELATED, LEXINGTON, KY, 100% OWNERSHIP, START 10/21/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE.| RENTAL PROPERTY, INV RELATED, LEXINGTON, KY, 50% OWNERSHIP, START 11/24/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.| CO-TRUSTEE FOR AUNT'S TRUST, INV RELATED, BELLBROOOK, OH, START: 9/14/2017, 0 HRS/MONTH, 0 HRS DURING TRADING.;| TRUSTEE FOR PLANNING DYNAMICS 401K, INV RELATED, VERSAILLES, KY, START: 4/4/2022, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.| THE FRANKFORT ACADEMY CHRISTIAN ACADEMY, NOT INV RELATED, FRANKFORT, KY, TREASURER, START 2/15/25, 7 HRS PER MONTH, 0 HRS DURING TRADING, REVIEW FINANCIALS AND VOTE AS A BOARD MEMBER; | BUCK RUN LLC, INV RELATED, LEXINGTON, KY, 100% OWNERSHIP, START 12/20/24, 1 HR PER MONTH, 0 HRS DURING TRADING, AGRICULTURAL DEVELOPMENT;| VERSAILLES BAPTIST CHURCH; NOT INV RELATED; VERSAILLES, KY; FINANCE COMMITTEE MEMBER; START DATE 06/16/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING FIVE POINT SCALE,; INV RELATED; VERSAILLES, KY; HOLDING COMPANY;50% OWNERSHIP; START DATE: 02/06/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; 1113 BRICK HOUSE PROPERTY, LLC; INV RELATED;LEXINGTON,KY; RENTAL PROPERTY;50% OWNERSHIP; START DATE: 07/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2000-03-23
• S63 Uniform Securities Agent State Law Examination
  1998-09-22

Designations

• Certified Financial Planner

Other Names

• Zachary Mason Gates