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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Brokerage Services Inc | San Antonio | TX | 05/2014 | 11/2018 |
| Frost Investment Services | San Antonio | TX | 10/2017 | 11/2018 |
| Pnc Managed Account Solutions, Inc. | San Antonio | TX | 12/2018 | 08/2021 |
| Bbva Securities Inc | San Antonio | TX | 12/2018 | 08/2021 |
| Bbva | San Antonio | TX | 12/2018 | 08/2021 |
| J.P. Morgan Securities Llc | Schertz | TX | 12/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Schertz | TX | 12/2021 | Present |
| Valencia Family Properties, Llc | El Paso | TX | 04/2018 | Present |
| Frost Bank | San Antonio | TX | 01/2014 | 11/2018 |
Entity Name: Valencia Family Properties, LLC Investment related: No "Address: 12226 Sitting Bull El Paso, TX 79936" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/01/2018 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owns and manages Real Estate. Currently two properties, one mixed commercial residential in El Paso and an eight unit multi-family property in San Antonio. Responsible for property management and maintenance of San Antonio property. Family owned, personally not part of ownership at this time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-01 |
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