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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-22
  • TX RA
    APPROVED
    Since 2021-12-22

Branch Locations

22203 Ih 10, San Antonio, TX 78256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Brokerage Services Inc San Antonio TX 05/2014 11/2018
Frost Investment Services San Antonio TX 10/2017 11/2018
Pnc Managed Account Solutions, Inc. San Antonio TX 12/2018 08/2021
Bbva Securities Inc San Antonio TX 12/2018 08/2021
Bbva San Antonio TX 12/2018 08/2021
J.P. Morgan Securities Llc Schertz TX 12/2021 Present
Jp Morgan Chase Bank, N.A. Schertz TX 12/2021 Present
Valencia Family Properties, Llc El Paso TX 04/2018 Present
Frost Bank San Antonio TX 01/2014 11/2018
  • 05/2014 → 11/2018
    Frost Brokerage Services Inc
    San Antonio, TX
  • 10/2017 → 11/2018
    San Antonio, TX
  • 12/2018 → 08/2021
    Pnc Managed Account Solutions, Inc.
    San Antonio, TX
  • 12/2018 → 08/2021
    Bbva Securities Inc
    San Antonio, TX
  • 12/2018 → 08/2021
    Bbva
    San Antonio, TX
  • 12/2021 → Present
    Schertz, TX
  • 12/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Schertz, TX
  • 04/2018 → Present
    Valencia Family Properties, Llc
    El Paso, TX
  • 01/2014 → 11/2018
    Frost Bank
    San Antonio, TX
Previous Registrations
  • 2018-12-14 → 2021-08-23
    Pnc Managed Account Solutions, Inc.
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
  • 2017-10-06 → 2018-12-03
    San Antonio, TX
  • 2010-10-01 → 2011-09-19
    Scottsdale, AZ
    San Antonio, TX
Other Businesses

Entity Name: Valencia Family Properties, LLC Investment related: No "Address: 12226 Sitting Bull El Paso, TX 79936" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/01/2018 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owns and manages Real Estate. Currently two properties, one mixed commercial residential in El Paso and an eight unit multi-family property in San Antonio. Responsible for property management and maintenance of San Antonio property. Family owned, personally not part of ownership at this time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-21
S63 Uniform Securities Agent State Law Examination 2003-05-01
  • S66 Uniform Combined State Law Examination
    2021-12-21
  • S63 Uniform Securities Agent State Law Examination
    2003-05-01
Designations

View on SEC IAPD

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