Best Investors Account Sign in

Vince Dimaggio

J.P. Morgan Securities LLC

Carmel, CA

Carmel, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-25
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2017-08-25
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

26378 Carmel Rancho Ln, Carmel, CA 93923 • United States

27845 Berwick Dr., Carmel, CA 93923 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Carmel CA 06/2012 Present
J.P. Morgan Chase Bank Carmel CA 06/2012 Present
Previous Registrations
  • 2012-05-21 → 2012-10-01
    Chase Investment Services Corp.
    Carmel, CA
    Carmel, CA
    Carmel, CA
    Carmel, CA
  • 2009-03-09 → 2012-06-01
    Lpl Financial Llc
    Monterey, CA
    San Diego, CA
    Monterey, CA
  • 2007-11-08 → 2009-03-10
    Banc Of America Investment Services, Inc.
    Carmel, CA
    Pacific Grove, CA
    San Jose, CA
  • 2002-05-29 → 2002-11-27
    A. G. Edwards & Sons, Inc.
    Monterey, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-07
S63 Uniform Securities Agent State Law Examination 2002-07-09
  • S65 Uniform Investment Adviser Law Examination
    2007-11-07
  • S63 Uniform Securities Agent State Law Examination
    2002-07-09
Other Names
  • Vince Dario Dimaggio

View on SEC IAPD

Other Firms

EDWARD JONES
INTERLAKE CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
NEUMEIER POMA INVESTMENT COUNSEL LLC
KILZER WEALTH MANAGEMENT
TOPTURN CAPITAL, LLC
CYPRESS PATH CAPITAL, LLC
UBS FINANCIAL SERVICES INC.

Other Investors

Linda Carol Myrick
Christian V Ekberg
Javier Kevin Bolante
LARISSA AMANDA LEA
Thomas Edwards Carter
Jordan D Hill
Eduardo Munoz Perez
KEVIN S PRICE

Other Offices

EDWARD JONES · CARMEL, CA
INTERLAKE CAPITAL MANAGEMENT, LLC · CARMEL, CA
CHARLES SCHWAB & CO., INC. · Carmel, CA
NEUMEIER POMA INVESTMENT COUNSEL LLC · CARMEL, CA
KILZER WEALTH MANAGEMENT · CARMEL, CA
TOPTURN CAPITAL, LLC · CARMEL, CA
CYPRESS PATH CAPITAL, LLC · CARMEL, CA
UBS FINANCIAL SERVICES INC. · CARMEL, CA

More in Carmel, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor