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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-05
NH RA APPROVED 2006-02-07
RI RA APPROVED 2005-11-16
CT RA APPROVED 2002-07-16
  • TX RA
    APPROVED_RES
    Since 2016-12-05
  • NH RA
    APPROVED
    Since 2006-02-07
  • RI RA
    APPROVED
    Since 2005-11-16
  • CT RA
    APPROVED
    Since 2002-07-16

Branch Locations

500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States

Westerly, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Providence RI 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Providence, RI
Other Businesses

(1)STARKIDS SCHOLARSHIP PROGRAMS; P.O. BOX 6214 MIDDLETOWN RI 02848; NON PROFIT EDUCATION SUPPORT; 09/01/14 TO TBD; BOARD OF DIRECTORS; OVERSEE MANAGEMENT OF ORGANIZATION; 4 HOURS DEVOTED PER MONTH; 4 HOURS DEVOTED DURING SECURITIES HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-15
  • S66 Uniform Combined State Law Examination
    2002-07-15
Other Names
  • Maureen Kerrigan Chellgren

View on SEC IAPD

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