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James Horsley Smith

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Rome, GA

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-10-22
TX RA APPROVED 2015-10-16
  • GA RA
    APPROVED
    Since 2015-10-22
  • TX RA
    APPROVED
    Since 2015-10-16

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1605 Martha Berry Boulevard Nw, Rome, GA 30165 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Rome GA 10/2015 Present
  • 10/2015 → Present
    Benjamin F Edwards & Co
    Rome, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-29
S63 Uniform Securities Agent State Law Examination 2002-08-10
  • S66 Uniform Combined State Law Examination
    2005-06-29
  • S63 Uniform Securities Agent State Law Examination
    2002-08-10
Other Names
  • Jimmy Smith

View on SEC IAPD

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