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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-07-14
TX RA APPROVED 2022-07-14
  • LA RA
    APPROVED
    Since 2022-07-14
  • TX RA
    APPROVED
    Since 2022-07-14

Branch Locations

4319 Bluebonnet Blvd, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Baton Rouge LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Baton Rouge LA 11/2016 07/2022
Wells Fargo Advisors Financial Network, Llc Baton Rouge LA 07/2022 Present
Previous Registrations
Other Businesses

LONG BRIDGE WEALTH MANAGEMENT, LLC, INVT RELATED, BATON ROUGE, LA, 20% OWNERSHIP, START DATE 4/20/2022, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE.| LONGBRIDGE REAL ESTATE, LLC, INVT RELATED, BATON ROUGE, LA, 20% OWNERSHIP, START DATE 4/19/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR COMMERCIAL PROPERTY FOR FINET PRACTICE.| BREAUXFA, LLC, INVT RELATED, BATON ROUGE, LA, 100% OWNERSHIP, START DATE 7/6/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.| HULU REALITY SERIES; NOT INV RELATED; LOS ANGELES, CA; TV SERIES; ACTOR; START DATE 03/31/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING| MARY AND PIP CO; NOT INV RELATED; NEW YORK, NY; ADVISORY BOARD MEMBER; START DATE: 11/30/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-17
S63 Uniform Securities Agent State Law Examination 2002-07-09
  • S65 Uniform Investment Adviser Law Examination
    2009-02-17
  • S63 Uniform Securities Agent State Law Examination
    2002-07-09
Designations
  • Certified Financial Planner
Other Names
  • Breaux Gardner Nader

View on SEC IAPD

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