Nathan Leroy See

Current Employers

Employment History

• 02/2002 → Present
  Plaza Advisory Group, Inc.
  Clayton, MO
• 06/2020 → 05/2022
  Raymond James Financial Services Inc
  Clayton, MO
• 06/2020 → Present
  Steward Partners Investment Advisory, Llc
  St. Louis, MO
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  St. Louis, MO

Previous Registrations

• 2015-01-15 → 2020-06-15
  Osaic Wealth, Inc.
  St. Louis, MO
• 2020-06-09 → 2020-06-15
  Raymond James Financial Services Advisors, Inc
  Clayton, MO

Other Businesses

(1)PLAZA ADVISORY GROUP INC (AFFILIATED WITH STEWARD PARTNERS): POSITION: FINANCIAL ANALYST: Support Company/DBA INVESTMENT RELATED; 101 S. HANLEY ROAD SUITE 1530 ST LOUIS, MO 63105; START DATE 06/2020; APPROX/HRS 40+/WEEK; SEC/HRS 40+/WEEK; PROVIDE RESEARCH AND REPORTING TO CLIENTS (2) PLAZA ADVISORY GROUP, INC;POSITION: Financial Analyst: Corporation - INVESTMENT RELATED: NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/2012; ADDRESS: 101 S. Hanley Road, Ste 1350, St. Louis, MO 63105: Wealth Management. (3) Name of Business : Steward Partners Global Advisory Address: 101 S Hanley Rd Ste 1350,Saint Louis, MO Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/01/2020 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Install insurance products listed (4) Name of Business: Steward Partners Investment Advisory LLC Address: 101 S Hanley Rd Ste 1350, Saint Louis, MO, 63105, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 06/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage client assets

Exams

• S66 Uniform Combined State Law Examination
  2013-06-02