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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-02-24 |
| TX | RA | APPROVED | 2026-02-24 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments Llc | Swarthmore | PA | 12/2014 | 10/2018 |
| Equity Service, Inc | Montpelier | VT | 05/2019 | 10/2020 |
| Unemployed | Southampton | PA | 10/2018 | 03/2019 |
| Guard Improvement, Llc | Southampton | PA | 04/2019 | 12/2024 |
| National Life Group | Media | PA | 06/2019 | 10/2020 |
| The Vanguard Group, Inc. | Malvern | PA | 11/2020 | Present |
| Self-Employed | Southampton | PA | 11/2022 | Present |
| The Barclay Group | Riverton | NJ | 01/2024 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 11/2020 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 10/2025 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SOUTHAMPTON, PA NATURE OF BUSINESS: ECOMMERCE POSITION: RESELLER START DATE: 11/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RESELL NFL TICKETS ON TICKETMASTER NAME OF BUSINESS: THE BARCLAY GROUP INVESTMENT-RELATED ADDRESS: RIVERTON, NJ NATURE OF BUSINESS: INSURANCE POSITION: INSURANCE AGENT START DATE: 01/2024 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROPERTY AND CASUALTY INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-06 |
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