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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2009 | Present |
| Commonwealth Financial Network | Grass Valley | CA | 01/2009 | Present |
1. Fixed insurance sales, as of 01/01/2000, less than 5% of time spent during business hours; Conducted at branch; Investment related. 2. Vocal Soloist; Church of Christ, Scientist, as of 2008, 0% of time spent during business hours, Not conducted at branch; Not investment related. 3. Secretary and Webmaster, Gold Country Estate Planning Council, a professional networking association; as of 2008, 5% of time spent during business hours, Not conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-22 |
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