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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-11-01 |
| TX | RA | APPROVED | 2021-10-29 |
Branch Locations
10211 Montgomery Blvd Ne Suite 4, Albuquerque, NM 87111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Albuquerque | NM | 05/2009 | 10/2021 |
| City National Bank | Albuquerque | NM | 08/2019 | 10/2021 |
| Raymond James Financial Services, Inc | Albuquerque | NM | 10/2021 | Present |
| Raymond James Financial Services Advisors, Inc | Albuquerque | NM | 10/2021 | Present |
| Broken Road Productions | Albuquerque | NM | 05/2026 | Present |
(1)Name of Business: Lauderdale Wealth Management, LLC Address: 10211 Montgomery Blvd NE, Albuquerque, NM, 87111, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/04/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole member of LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-28 |
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