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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-19
  • TN RA
    APPROVED
    Since 2025-06-19

Branch Locations

211 Franklin Road, Suite 300, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Brokerage, Inc. Nashville TN 07/2011 08/2025
Ftb Advisors, Inc. Nashville TN 10/2013 08/2025
Lpl Financial, Llc Nashville TN 06/2025 Present
  • 07/2011 → 08/2025
    First Tennessee Brokerage, Inc.
    Nashville, TN
  • 10/2013 → 08/2025
    Ftb Advisors, Inc.
    Nashville, TN
  • 06/2025 → Present
    Nashville, TN
Previous Registrations
  • 2011-08-01 → 2025-08-22
    First Horizon Advisors, Inc.
    Memphis, TN
    Nashville, TN
    Brentwood, TN
  • 2011-12-05 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
Other Businesses

1) 07/25/2025 - First Horizon Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:25-JUL-25 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-01
  • S66 Uniform Combined State Law Examination
    2011-07-01

View on SEC IAPD

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