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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-07-15 |
| TX | RA | APPROVED | 2022-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Alexandria | MN | 08/2009 | 07/2022 |
| Raymond James Financial Services Advisors Inc. | Alexandria | MN | 08/2009 | 07/2022 |
| Bremer Bank | Alexandria | MN | 05/2002 | 07/2022 |
| Wells Fargo Advisors Financial Network, Llc | Alexandria | MN | 07/2022 | Present |
ALEXANDRIA AREA H.S.(AAHS) GRADUATION EVENT, NOT INV RELATED, ALEXANDRAI, MN, TREASURER, START 10/1/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, TRACKING DONATIONS AND EXPENSES.; POWER OF ATTORNEY FOR BROTHER, INV RELATED, CLEAR LAKE, MN, START: 8/19/2022, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING. MIRADOR CONSULTING, LLC; INV. RELATED; MN; 100% OWNERSHIP; START DATE 07/12/2022; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-11 |
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