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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-12-08 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
Glastonbury, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp Inc | Glastonbury | CT | 10/2015 | 07/2020 |
| Securities America, Inc. | Glastonbury | CT | 07/2020 | 05/2023 |
| Securities America Advisors, Inc. | Glastonbury | CT | 07/2020 | 05/2023 |
| Cadaret Grant & Co., Inc. | Glastonbury | CT | 05/2023 | 04/2025 |
| Lpl Financial Llc | Farmington | CT | 04/2025 | 12/2025 |
| Lpl Enterprise Llc | Shelton | CT | 12/2025 | Present |
| Investacorp Advisory Services Inc | Glastonbury | CT | 10/2015 | 07/2020 |
1.12/05/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Glastonbury, CT - Inv Related - Start Date: 11/25/2025- 160 Hour(s)/Month -160 Hour(s) During Trading 2. 12/05/2025 - Casey C. Odo, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Glastonbury, CT - Inv Related - Start Date: 11/25/2025- 160 Hour(s)/Month -160 Hour(s) During Trading 3.12/05/2025 - Casey Odo - Other - Glastonbury, CT - Not Inv Related - Start Date: 11/19/2025 - 40 Hour(s)/Month - 0 Hour(s) During Trading 4. 02/23/2026-Casey Odo-Owner-Business Owner-Not inv related-At Glastonbury, CT-Start date 02/20/2026-5hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-08 |
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