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240 Forest Avenue Suite 101, Chattanooga, TN 37405 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2018-01-30 |
| TX | RA | APPROVED_RES | 2014-07-23 |
| GA | RA | APPROVED | 2012-12-18 |
| TN | RA | APPROVED | 2011-12-22 |
Branch Locations
240 Forest Avenue Suite 101, Chattanooga, TN 37405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stone Bridge Asset Management, Llc | Chattanooga | TN | 11/2011 | Present |
As of August 2015, David has been a Partner with Stone Bridge Capital Group, LLC located at 240 Forest Avenue, Suite 101, Chattanooga, TN 37405. Stone Bridge Capital Group, LLC serves as the general partner of the Stone Bridge Opportunities Fund, L.P. This is an investment-related activity. David spends less than 10% of his time on this activity during business hours or otherwise. David is a licensed insurance agent with the State of Tennessee. This is an investment-related activity conducted at Stone Bridge Asset Management's principal place of business. David has maintained an insurance license since 2002 and spends less than 3 hours per month on insurance-related activities. As of June 2015, David Babb has been a 50% owner of B&B Walnut Hill Partnership, a non-investment related entity. This company owns the property located at 240 Forest Avenue, Suite 101, Chattanooga, TN 37405, which is Stone Bridge Asset Management's and B&B Walnut Hill Partnership's primary business location. David serves as a Partner and spends less than 1 hour a month on activities associated with this business, which are not during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-03 |
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