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Current Employers
Stone Bridge Asset Management, Llc

240 Forest Avenue Suite 101, Chattanooga, TN 37405 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2018-01-30
TX RA APPROVED_RES 2014-07-23
GA RA APPROVED 2012-12-18
TN RA APPROVED 2011-12-22
  • AL RA
    APPROVED
    Since 2018-01-30
  • TX RA
    APPROVED_RES
    Since 2014-07-23
  • GA RA
    APPROVED
    Since 2012-12-18
  • TN RA
    APPROVED
    Since 2011-12-22

Branch Locations

240 Forest Avenue Suite 101, Chattanooga, TN 37405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stone Bridge Asset Management, Llc Chattanooga TN 11/2011 Present
Previous Registrations
Other Businesses

As of August 2015, David has been a Partner with Stone Bridge Capital Group, LLC located at 240 Forest Avenue, Suite 101, Chattanooga, TN 37405. Stone Bridge Capital Group, LLC serves as the general partner of the Stone Bridge Opportunities Fund, L.P. This is an investment-related activity. David spends less than 10% of his time on this activity during business hours or otherwise. David is a licensed insurance agent with the State of Tennessee. This is an investment-related activity conducted at Stone Bridge Asset Management's principal place of business. David has maintained an insurance license since 2002 and spends less than 3 hours per month on insurance-related activities. As of June 2015, David Babb has been a 50% owner of B&B Walnut Hill Partnership, a non-investment related entity. This company owns the property located at 240 Forest Avenue, Suite 101, Chattanooga, TN 37405, which is Stone Bridge Asset Management's and B&B Walnut Hill Partnership's primary business location. David serves as a Partner and spends less than 1 hour a month on activities associated with this business, which are not during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-03
  • S66 Uniform Combined State Law Examination
    2002-07-03

View on SEC IAPD

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