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1795 Alysheba Way Suite 7104, Lexington, KY 40509 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-06 |
| KY | RA | APPROVED | 2012-07-02 |
Branch Locations
1795 Alysheba Way Suite 7104, Lexington, KY 40509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments Inc | Lexington | KY | 06/2012 | 08/2017 |
| Securities Service Network, Inc | Lexington | KY | 08/2017 | 09/2020 |
| Securities America, Inc. | Lexington | KY | 09/2020 | 06/2021 |
| Investments & Financial Planning, Llc | Lexington | KY | 01/2012 | Present |
***DAVID B SHORT- AGENT POSITION: Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2002 ADDRESS: 1795 Alysheba Way, Suite 7104, Lexington KY 40509, United States DESCRIPTION: Outside Insurance Sales ***DBS FINANCIAL SERVICES, LLC POSITION: Manager NATURE: LLC set up for tax reporting of income INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2009 ADDRESS: 1795 Alysheba Way Suite 7104, Lexington KY 40509, United States DESCRIPTION: LLC set up for tax reporting of income, LLC status. I run and manage this LLC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-04-22 |
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