Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-04-08 |
| CO | RA | APPROVED | 2021-11-02 |
Branch Locations
1719 West Main Street Suite 204, Rapid City, SD 57702 • United States
8871 Ridgeline Blvd. Suite 100, Highlands Ranch, CO 80129 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc | Rapid City | SD | 05/2006 | 09/2020 |
| Honkamp Krueger Financial Services | Dubuque | IA | 05/2006 | 09/2020 |
| Mariner Wealth Advisors | Sioux Falls | SD | 09/2020 | 10/2020 |
| Unemployed | Rapid City | SD | 10/2020 | 08/2021 |
| Mariner Wealth Advisors | Rapid City | SD | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-05 |
Reach out to this advisor