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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-30
CA RA APPROVED 2024-01-26
OR RA APPROVED 2024-01-26
AK RA APPROVED 2018-12-07
WA RA APPROVED 2015-03-31
AZ RA APPROVED 2014-04-22
  • TX RA
    APPROVED
    Since 2024-01-30
  • CA RA
    APPROVED
    Since 2024-01-26
  • OR RA
    APPROVED
    Since 2024-01-26
  • AK RA
    APPROVED
    Since 2018-12-07
  • WA RA
    APPROVED
    Since 2015-03-31
  • AZ RA
    APPROVED
    Since 2014-04-22

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Directional Financial Services

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2015-10-03
  • WA RA
    APPROVED
    Since 2015-10-03

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empirical Wealth Mgmt Seattle WA 01/2014 Present
  • 01/2014 → Present
    Empirical Wealth Mgmt
    Seattle, WA
Previous Registrations
Other Businesses

1. Name of Business: Jason Sulkosky 2. Investment related: No 3. Address: 11310 SE 79th Place, Newcastle, WA 98056 4. Nature of Business: Fun/Hobby - People voluntarily donate to watch me play online games. 5. Position/Title/Relationship: Owner/Content Provider 6. Start Date of Business: 09/2019 7. Number of hours devoted to business per month: Approximately 10hrs. 8. Number of hours devoted to business per month during securities trading hours: 0hrs. 9. I have no required duties to the business, I can play/work or not play/work as I desire.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-23
S63 Uniform Securities Agent State Law Examination 1999-12-20
  • S65 Uniform Investment Adviser Law Examination
    2000-03-23
  • S63 Uniform Securities Agent State Law Examination
    1999-12-20
Designations

View on SEC IAPD

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