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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-06-14 |
Branch Locations
328 East Market St., Suite 110, Greensboro, NC 27401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gate City Advisors | Greensboro | NC | 04/2012 | Present |
| Kestra Investment Services, Llc | Greensboro | NC | 02/2015 | Present |
| Kestra Advisory Services, Llc | Greensboro | NC | 04/2016 | Present |
Business Name: Gate city Property Group Investment Related: No Address: 328 East Market street ste 110 greensboro NC 27401 Nature of Business: Real Estate Position, Title or Relationship: partner Start Date: 7/4/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: general managerial Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: GATE CITY ADVISORS, LLC POSITION: Advisor NATURE: Book - The Retirement Income Toolkit INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 05/02/2016 ADDRESS: 328 EAST MARKET ST, STE 110, GREENSBORO NC 27401, United States DESCRIPTION: Financial Planner Investment Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-28 |
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