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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-06-14
  • NC RA
    APPROVED
    Since 2016-06-14

Branch Locations

328 East Market St., Suite 110, Greensboro, NC 27401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gate City Advisors Greensboro NC 04/2012 Present
Kestra Investment Services, Llc Greensboro NC 02/2015 Present
Kestra Advisory Services, Llc Greensboro NC 04/2016 Present
  • 04/2012 → Present
    Gate City Advisors
    Greensboro, NC
  • 02/2015 → Present
    Kestra Investment Services, Llc
    Greensboro, NC
  • 04/2016 → Present
    Greensboro, NC
Previous Registrations
  • 2007-02-28 → 2015-02-13
    Invest Financial Corporation
    Oak Ridge, NC
    Greensboro, NC
  • 2005-10-26 → 2007-02-27
    Cetera Wealth Services, Llc
    Greensboro, NC
    El Segundo, CA
  • 2005-03-01 → 2005-10-25
    Blue Vase Securities, Llc
    Greensboro, NC
  • 2005-01-03 → 2005-04-01
    Truist Investment Services, Inc.
    Greensboro, NC
  • 2003-09-11 → 2005-01-03
    Ncf Financial Services, Inc.
    Greensboro, NC
Other Businesses

Business Name: Gate city Property Group Investment Related: No Address: 328 East Market street ste 110 greensboro NC 27401 Nature of Business: Real Estate Position, Title or Relationship: partner Start Date: 7/4/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: general managerial Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: GATE CITY ADVISORS, LLC POSITION: Advisor NATURE: Book - The Retirement Income Toolkit INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 05/02/2016 ADDRESS: 328 EAST MARKET ST, STE 110, GREENSBORO NC 27401, United States DESCRIPTION: Financial Planner Investment Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-10
S63 Uniform Securities Agent State Law Examination 2002-08-28
  • S65 Uniform Investment Adviser Law Examination
    2003-09-10
  • S63 Uniform Securities Agent State Law Examination
    2002-08-28

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